OneStream

OneStream

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 Intuitive, Forward-Looking Compliance    

With the onset of the Department of Labor's new Fiduciary Rule, CFM is enhancing its Regulatory Matrix. In partnership with Accordo , the Regulatory Matrix now provides practical guidance regarding the application of the many changing rules and regulations to day-to-day compliance operations. This enhanced regulatory monitoring tool is distributed by Accordo as OneStream. 

OneStream is a subscription-based service designed specifically for:
  • Compliance Officers and Professionals
  • Business Heads and Senior Management
  • Legal and Accounting Advisors
  • Consultants and Other Third Parties
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Regulatory Matrix

Impact Statements

CFM's Regulatory Matrix filters, summarizes, and centralizes updates by the various securities regulators including SEC, FINRA, MSRB, and FinCEN.
Accordo highlights changes tracked by the Regulatory Matrix relevant for Private Wealth Managers, and provides key considerations for forward-looking compliance.    

FEATURES

  1. NEWS ITEM SUMMARIES
    NEWS ITEM SUMMARIES
    0
    We review and summarize Headlines, Enforcement Actions, and Regulatory Notices daily.
  2. IMPACT STATEMENTS
    IMPACT STATEMENTS
    2
    When appropriate, Accordo annotates News Items with practical guidance regarding the application of the many changing rules and regulations to daily operations.
  3. EMAIL NOTIFICATIONS
    EMAIL NOTIFICATIONS
    4
    Don't miss out. Set email notifications to alert you of new content by content type and topic.
  4. REGULATORY DATABASE
    REGULATORY DATABASE
    1
    We monitor State and Federal regulatory authorities including SEC, FINRA, MSRB, and FinCEN.
  5. FILTER CONTENT BY TOPICS
    FILTER CONTENT BY TOPICS
    3
    Filter your view of the Matrix to only show the categories and topics that you care about.
  6. FLAG FOR FOLLOW-UP
    FLAG FOR FOLLOW-UP
    5
    Flag important Headlines, Enforcement Actions, and Notices for follow-up.