Access Compliance FS –
Global Wealth Managers
Global Wealth Managers continue to face the challenge of proactively managing the impact of changing regulations on their business – from the sophisticated and complex products they are offering to the flexible and innovative sales channels they are instituting. They are looking for solutions that can provide them a solid infrastructure and control, yet with the agility to respond to emerging risks as their business models evolve.
Access Compliance FS – Global Wealth Managers, a comprehensive cloud-based GRC solution, provides firms the ability to address regulatory requirements while seamlessly integrating policies, processes, and compliance tasks.
Please contact us for more information or to request a demonstration.
Enhanced GRC Tools and Content
Education and Training
- Alternative Investments
- FINRA CE
- Wealth Management and Advisory
- Annuity Education Program
- Complex Products Education Program
- Compliance Associate Professional Development Program
- Financial Advisor Professional Development Program
- Supervisory Education Program